Financial Planner Selection

Tough Questions to Ask the Financial Planner You Interview:

Educational Background ?

Professional Designations ?

Annual Continuing Education Requirements ?

Consulting Experience ?

Provide me with Form ADV Part II and a copy of your consulting agreement ?

Professional Association Memberships ?

Will you provide References ?

Any Disciplinary Citations by Professional or Regulatory Agencies ?

Will YOU or an associate do my work ?

Specifically WHAT services will you offer me ?

How are you compensated ?

Can you Implement my Financial Plan's Recommendations ?

Provide written analysis and recommendations ?

Offer ongoing advice and updates ?

Who performs your technical research ?

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Securities offered through 1st Global Capital Corp., Member FINRA/SIPC.
Investment Advisory Services, including fee-based asset management
accounts held through NFS, LLC, are offered through 1st Global Advisors,
Inc. All other financial planning services are offered through Financial
Dynamics, LLC. Financial Dynamics, LLC and 1st Global Capital Corp. are
not affiliated. Mortgage, credit and real estate services are offered by
entities unaffiliated with 1st Global Capital Corp.

Send mail to Rob Leanza with questions or comments about this web site. Copyright © 2007 Financial Dynamics, LLC. All Rights Reserved. Last modified: May 26, 2008.

Send mail to Rob Leanza with questions or comments about this web site.
Copyright © 2007 Financial Dynamics, LLC. All Rights Reserved.
Last modified: May 26, 2008.